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LK

Larry A. Kahn

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CRD#: 1269243
LK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Larry Alan Kahn, who also goes by Larry Allan Kahn, was a registered financial professional .

Larry is a previously registered financial professional and started their career in finance in 1984. Larry had worked at 1 firm and has passed the Series 63, Series 22 and Series 30 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Larry Allan Kahn

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 11, 1984 - December 9, 1985

UNIVERSITY SALES CORPORATION

BD
CRD#: 14825

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 4/13/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 30
Date: 1/24/1997
NFA Branch Manager Examination

Current Firm


US
UNIVERSITY SALES CORPORATION
UNIVERSITY SALES CORPORATION

CRD#: 14825 / SEC#: , 8-31267

BD
Terminated by FINRA on 05/13/1986
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Contact information


Main Address
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


UNIVERSITY SALES CORPORATION

CRD#: 14825

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