Alexander G. Fisher

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CRD#: 1269165

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alexander Griswold Fisher was a registered financial professional .

Alexander is a previously registered financial professional and started their career in finance in 1984. Alexander had worked at 7 firms and has passed the Series 65, Series 63 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am a manager since 2016 of Realty Strategies LLC and BMoreAg LLC, both involved in the development in Baltimore City of an urban agriculture center, devoting up to 60 hours per month to coordinating with designers, planners, public officials, property owners, attorneys and tax accountants in planning a project whose mission is to revitalize the community, provide jobs and education for underserved residents and make healthy food available in a food desert.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 17, 2013 - December 14, 2023

MARQUETTE ASSOCIATES, INC.

RIA

CRD#: 21572

LUTHERVILLE, MD

Past

January 5, 2007 - May 23, 2013

ARCHSTONE PORTFOLIO SOLUTIONS, LLC

RIA

CRD#: 139888

LUTHERVILLE, MD

Past

December 10, 2004 - October 11, 2006

MERCANTILE BROKERAGE SERVICES, INC.

CRD#: 6784

BALTIMORE, MD

Past

September 13, 2001 - December 10, 2004

MERCANTILE SECURITIES, INC.

CRD#: 109371

BALTIMORE, MD

Past

September 8, 1997 - September 13, 1999

GOLDK INVESTMENT SERVICES, INC

CRD#: 15514

BOSTON, MA

Past

March 26, 1991 - December 31, 1995

CHAPIN, DAVIS

CRD#: 28116

BALTIMORE, MD

Past

July 12, 1984 - April 11, 1991

JONES FALLS SECURITIES INC.

CRD#: 1437

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARQUETTE ASSOCIATES, INC.

CRD#: 21572 / SEC#: 801-54006, 8-38967

RIA

Registered Investment Advisory firm - FINRA (3/25/1997 Approved)

Terminated by FINRA on 02/13/1990

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/15/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/3/1987

Uniform Securities Agent State Law Examination

Principal/Supervisory Exam

Series 24

Date: 6/4/1984

General Securities Principal Examination

Current Firm

MARQUETTE ASSOCIATES, INC.

CRD#: 21572 / SEC#: 801-54006, 8-38967

RIA

Registered Investment Advisory firm - FINRA (3/25/1997 Approved)

Terminated by FINRA on 02/13/1990

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Contact information

Main Address

180 North Lasalle Street Suite 3500, Chicago, IL 60601

Mailing Address

Phone number

(312) 527-5500

Established

Illinois since 12/31/1986

Firm type

Corporation

Fiscal year end

# of Employees

140

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAI ADV 2A AA (3/26/2025)

Regulatory assets under management

Total Number of Accounts	256
AUM (Assets Under Management)	$ 35,573,596,704

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/15/2025	Cover Page	Report
07/19/2024	Cover Page	Report
10/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alexander G. Fisher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ARCHSTONE PORTFOLIO SOLUTIONS, LLC

MERCANTILE BROKERAGE SERVICES, INC.

MERCANTILE SECURITIES, INC.

GOLDK INVESTMENT SERVICES, INC

CHAPIN, DAVIS

JONES FALLS SECURITIES INC.

Primary Firm SEC Registration

MARQUETTE ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/15/1993

Series 63

Date: 11/3/1987

Series 24

Date: 6/4/1984

Current Firm

MARQUETTE ASSOCIATES, INC.

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MARQUETTE ASSOCIATES, INC.

TRUST BUT VERIFY

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