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RB

Robert H. Brewer

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CRD#: 1269074
RB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Hall Brewer was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 2 firms and has passed the Series 22 and Series 39 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 4, 2013 - December 4, 2013

FERGUSON & BREWER SECURITIES

BD
CRD#: 25563
PARADISE, CA
Past

March 19, 1990 - December 17, 2012

FERGUSON & BREWER SECURITIES

BD
CRD#: 25563
PARADISE, CA
Past

August 8, 1984 - April 30, 1990

CAPITAL PLANNING GROUP, INC.

BD
CRD#: 10785

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 22
Date: 8/7/1984
Direct Participation Programs Representative Examination
Principal/Supervisory Exam
RR
Series 39
Date: 3/9/1990
Direct Participation Programs Principal Examination

Current Firm

F&
FERGUSON & BREWER SECURITIES
FERGUSON & BREWER SECURITIES

CRD#: 25563 / SEC#: , 8-41817

BD
Terminated by SEC on 11/27/2018
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Contact information

Main Address
Mailing Address
Phone number
Established
California since 09/01/1989
Firm type
Partnership
Fiscal year end
June
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
FERGUSON, THOMAS ALLENPARTNER206641
FERGUSON, THOMAS ALLENCHIEF FINANCIAL OFFICER206641
LEONARD, PETER WILLIAMPARTNER6181479
LEONARD, PETER WILLIAMCHIEF COMPLIANCE OFFICER6181479

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FERGUSON & BREWER SECURITIES

CRD#: 25563

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