Becky L. Mathre

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CRD#: 1269073

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Becky Lynn Mathre, who also goes by Lynn Mathre, was a registered financial professional .

Becky is a previously registered financial professional and started their career in finance in 1984. Becky had worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Lynn Mathre

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Board member; Houston Symphony Endowment Board; 615 Louisiana Street, Suite 102, Houston, TX 77002; No compensation; Non-investment related; 1-5 hours spent per month 2. Board member; Orange Show Center for Visionary Arts; 2334 Gulf Terminal Drive, Houston, TX 77023; No compensation; Non-investment related; 1-5 hours spent per month

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 27, 2021 - April 17, 2023

CRESSET ASSET MANAGEMENT, LLC

RIA

CRD#: 288566

Houston, TX

Past

November 2, 2010 - July 28, 2021

D.H. HILL SECURITIES, LLLP

CRD#: 41528

HOUSTON, TX

Past

July 18, 2007 - November 11, 2008

CETERA ADVISORS LLC

CRD#: 10299

HOUSTON, TX

Past

October 18, 2006 - August 25, 2021

ASSET MANAGEMENT ADVISORS INC

RIA

CRD#: 105921

HOUSTON, TX

Past

February 24, 1998 - July 18, 2007

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

HOUSTON, TX

Past

November 19, 1989 - December 5, 1997

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

May 27, 1987 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

March 27, 1986 - June 2, 1987

PENNINGTON/BASS EQUITIES, INC.

CRD#: 13765

Past

June 5, 1984 - April 8, 1986

SOURCE SECURITIES, INC.

CRD#: 8026

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CRESSET ASSET MANAGEMENT, LLC

CRD#: 288566 / SEC#: 801-110753

RIA

Registered Investment Advisory firm - (7/10/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/3/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/5/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/2/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/19/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/2/2024

General Securities Principal Examination

Current Firm

CRESSET ASSET MANAGEMENT, LLC

CRD#: 288566 / SEC#: 801-110753

RIA

Registered Investment Advisory firm - (7/10/2017 Approved)

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Contact information

Main Address

444 W. Lake Street Suite 4700, Chicago, IL 60606

Mailing Address

Phone number

(312) 429-2400

Established

Firm type

Fiscal year end

# of Employees

468

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CRESSET ASSET MANAGEMENT, LLC FORM ADV2A ("DISCLOSURE BROCHURE") AND APPENDIX 1 ("WRAP FEE BROCHURE") (10/29/2025)

Regulatory assets under management

Total Number of Accounts	42,546
AUM (Assets Under Management)	$ 71,864,303,961

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/10/2025	Cover Page	Report
10/09/2024	Cover Page	Report
11/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Becky L. Mathre

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

D.H. HILL SECURITIES, LLLP

CETERA ADVISORS LLC

ASSET MANAGEMENT ADVISORS INC

LEGACY FINANCIAL SERVICES, INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

PENNINGTON/BASS EQUITIES, INC.

SOURCE SECURITIES, INC.

Primary Firm SEC Registration

CRESSET ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/3/2006

Series 63

Date: 6/5/1984

Series 7TO

Date: 7/2/2024

SIE

Date: 10/1/2018

Series 7

Date: 5/19/1984

Series 24

Date: 7/2/2024

Current Firm

CRESSET ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CRESSET ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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