Kamalesh J. Desai
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kamalesh Jayantilal Desai was a registered financial professional .
Kamalesh is a previously registered financial professional and started their career in finance in 1989. Kamalesh had worked at 12 firms and has passed the Series 65, Series 63, Series 7, Series 3, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2013 - May 8, 2024
GLOBALAJI CAPITAL GROUP
November 18, 2005 - June 12, 2008
1717 CAPITAL MANAGEMENT COMPANY
March 22, 1999 - November 24, 2004
METROPOLITAN LIFE INSURANCE COMPANY
March 22, 1999 - November 24, 2004
MSI FINANCIAL SERVICES, INC.
July 7, 1998 - September 22, 1998
NEXT ADVISORS INC.
July 28, 1997 - July 13, 1998
A.J. MICHAELS & CO., LTD.
December 17, 1996 - July 16, 1997
EISNER SECURITIES, INC.
April 22, 1994 - November 15, 1996
THE INVESTMENT CENTER, INC.
November 14, 1990 - December 1, 1992
NYLIFE SECURITIES LLC
March 19, 1990 - July 11, 1990
INDEX SECURITIES, INC.
February 27, 1989 - May 1, 1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
February 27, 1989 - May 1, 1989
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GLOBALAJI CAPITAL GROUP
CRD#: 168142 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 2,110,657 |
Red Flags
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