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JA

James Allen Atwood

PALM BEACH GARDENS, FL
·CRD# 1268625·42 years experience

Professional Summary

James Allen Atwood, who also goes by James Allen Atwood, James Atwood, Jim Atwood, was a registered financial advisor. James was registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. James had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

James Allen Atwood, James Atwood, Jim Atwood

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

Current

Unknown FirmCurrent·
1. 3001 Pga Blvd Suite 110, Palm Beach Gardens, FL 334102. 100 Hancock St Floor 3, Quincy, MA 02171
October 16, 2026 - Present

Past

J.P. MORGAN SECURITIES LLCPast·CRD# 79
RIA
Palm Beach Gardens, FL
November 21, 2023 - October 18, 2026
J.P. MORGAN SECURITIES LLCPast·CRD# 79
BD
Palm Beach Gardens, FL
September 29, 2023 - October 18, 2026
J.P. MORGAN PRIVATE WEALTH ADVISORS LLCPast·CRD# 108559
RIA
Palm Beach, FL
April 20, 2018 - March 21, 2025
FIRST REPUBLIC SECURITIES COMPANY, LLCPast·CRD# 105108
BD
Palm Beach, FL
April 20, 2018 - September 29, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
RIA
Boston, MA
October 12, 1987 - April 24, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
Boston, MA
May 30, 1984 - April 24, 2018

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Current Firm

No current employment

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GHCYELLOWFIN, LLC, GREAT HABOUR CAY, INVESTMENT RLT'D - NO, HRS DEVOTED TO ACTIVITY - 6,HRS DURING TRADING - 0DATE ACTIVITY BEGAN 03/21/14, POSITION - GENERAL PARTNER; ENTITY HAS BEEN ESTABLISHED TO PAY FOR UPKEEP OF BOAT THAT IS CO-OWNED BY THE PARTNERS. BOAT IS KEPT IN THE BAHAMAS. BOULDER COTTAGES LLC INVESTMENT RELATED: YES ADDRESS : CHARLESTOWN, MASSACHUSETTS NATURE OF BUSINESS: LLC YOUR TITLE: LIMITED PARTNER START DATE OF RELATIONSHIP:01/02/2012 No. of hours each month: 2 Annually No. of hours during trading: 0 YOUR DUTIES: HELP SUPERVISE MAINTENANCE OF PROPERTIES OWNED IN LLC'S NAME. THE FMB LTD. LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: BEAVER CREEK, COLORADO 81620 TITLE: LIMITED PARTNER, START DATE OF RELATIONSHIP: 39870 NO. OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NO. OF HOURS DURING TRADING HOURS: 0 DUTIES: REAL ESTATE/FINANCIALLY RESPONSIBLE FOR UPKEEP ARENA ASSOCIATES LLC INVESTMENT RELATED: N ADDRESS : PROVIDENCE, RHODE ISLAND 2903 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, MEMBER START DATE OF RELATIONSHIP: 08/16/2016 No. of hours devoted: 0 HOUR(S) ANNUALLY No. OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE BUSINESS OF THE COMPANY SHALL BE TO ENTER INTO AND PERFORM THE GILLETTE SUITE AGREEMENT. I HAVE NO TASKS IN RELATION TO THIS LLC HINCKLEY LLC INVESTMENT RELATED: N ADDRESS : WESTERLEY, RHODE ISLAND 2891 NATURE OF BUSINESS: LLC, TITLE: LIMITED PARTNER, START DATE OF RELATIONSHIP: 09/14/2016 No.OF HOURS DEVOTED: 0 HOUR(S) Annually number of hours during trading hours: 0 DUTIES: TO PURCHASE A 2002 40 FOOT HINCKLEY TALRIA BOAT

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(10/22/2026)
IAR
Massachusetts
(10/22/2026)
IAR
Texas
(10/16/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2005About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1984About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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