Debbie L. Cavanaugh
Professional summary
Debbie Leemckenna Cavanaugh, who also goes by Debbie Lee Cavanaugh, Debbie Mckenna Cavanaugh, Debbie M Cavanaugh, Debbie Mckenna Little, Debbie Lee Mckenna, Debbie Mckenna, Debbie Lee Mckennacavanaugh, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Kalispell, Montana.
Debbie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Debbie has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24, Series 27 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Debbie Leemckenna Cavanaugh's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Debbie Leemckenna Cavanaugh's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 2020 - Present
CENTAURUS FINANCIAL, INC.
February 5, 2020 - Present
CENTAURUS FINANCIAL, INC.
June 4, 2014 - February 5, 2020
INDEPENDENT FINANCIAL GROUP, LLC
November 4, 2013 - February 5, 2020
INDEPENDENT FINANCIAL GROUP, LLC
April 11, 1997 - November 6, 2013
SECURITIES AMERICA, INC.
April 12, 1995 - April 10, 1997
MARINER FINANCIAL SERVICES, INC.
December 22, 1992 - October 9, 1995
APOGEE FINANCIAL GROUP
December 11, 1990 - December 16, 1992
MAIN STREET MANAGEMENT COMPANY
March 27, 1989 - January 28, 1991
GAF FINANCIAL AND INSURANCE SERVICES
September 21, 1987 - January 22, 1991
PAMCO SECURITIES AND INSURANCE SERVICES
February 25, 1987 - September 22, 1987
ILG SECURITIES CORPORATION
October 15, 1985 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
June 18, 1984 - February 3, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/5/2020)
(2/6/2020)
(2/5/2020)
(2/6/2020)
(1/26/2021)
(5/26/2023)
(5/13/2020)
(5/13/2020)
(2/5/2020)
(2/6/2020)
(1/11/2022)
(7/21/2025)
(2/5/2020)
(2/10/2020)
(2/13/2020)
(2/13/2020)
(2/5/2020)
(2/7/2020)
Exams
FINRA
Current Firm
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
