Mark H. Love

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CRD#: 1268245

Professional summary

Mark Horace Love was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Mark is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Mark had worked at 9 firms, which includes 17 CAPITAL PARTNERS LLC, LKL INVESTMENT COUNSEL LLC, RBC CAPITAL MARKETS LLC, SUTRO & CO. INCORPORATED, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, UBS FINANCIAL SERVICES INC., RAUSCHER PIERCE REFSNES INC., BOETTCHER & COMPANY INC., SECURITIES NETWORK INC..

Question & Answer

Are you a "fiduciary"?

Aliases

Mark H Love

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 14, 2017 - September 29, 2017

17 CAPITAL PARTNERS, LLC

RIA

CRD#: 283013

PHOENIX, AZ

Past

May 17, 2005 - July 28, 2017

LKL INVESTMENT COUNSEL LLC

RIA

CRD#: 134406

PHOENIX, AZ

Past

October 30, 2002 - April 20, 2004

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

SCOTTSDALE, AZ

Past

March 9, 2002 - April 20, 2004

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

September 8, 1997 - March 9, 2002

SUTRO & CO. INCORPORATED

CRD#: 801

SAN FRANCISCO, CA

Past

February 24, 1995 - September 3, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

February 26, 1988 - February 27, 1995

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

July 24, 1987 - August 4, 1987

RAUSCHER PIERCE REFSNES, INC.

CRD#: 6663

Past

December 3, 1984 - March 3, 1988

BOETTCHER & COMPANY, INC.

CRD#: 101

Past

July 27, 1984 - December 10, 1984

SECURITIES NETWORK, INC.

CRD#: 8671

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

17 CAPITAL PARTNERS, LLC

17 CAPITAL PARTNERS, LLC | PEARL CAPITAL MANAGEMENT

CRD#: 283013 / SEC#: 801-120928

RIA

Registered Investment Advisory firm - (4/23/2021 Approved)

Arizona

Registered Investment Advisory firm - (10/13/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/6/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/27/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/21/1984

General Securities Representative Examination

Current Firm

17 CAPITAL PARTNERS, LLC

17 CAPITAL PARTNERS, LLC | PEARL CAPITAL MANAGEMENT

CRD#: 283013 / SEC#: 801-120928

RIA

Registered Investment Advisory firm - (4/23/2021 Approved)

Arizona

Registered Investment Advisory firm - (10/13/2021 Terminated)

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Contact information

Main Address

4417 N. 40th Street Suite 300, Phoenix, AZ 85018

Mailing Address

Phone number

(602) 718-1177

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - PEARL CAPITAL MANAGEMENT (3/31/2025)

ADV PART 2A - 17 CAPITAL PARTNERS, LLC (3/31/2025)

Regulatory assets under management

Total Number of Accounts	323
AUM (Assets Under Management)	$ 212,155,760

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark H. Love

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LKL INVESTMENT COUNSEL LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

SUTRO & CO. INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

RAUSCHER PIERCE REFSNES, INC.

BOETTCHER & COMPANY, INC.

SECURITIES NETWORK, INC.

Primary Firm SEC Registration

17 CAPITAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/6/1995

Series 63

Date: 7/27/1984

Series 7

Date: 7/21/1984

Current Firm

17 CAPITAL PARTNERS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

17 CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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