Shelley Ivey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shelley Ivey IV, who also goes by Shelley IVey, was a registered financial professional .
Shelley is a previously registered financial professional and started their career in finance in 1984. Shelley had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2000 - June 11, 2002
GILFORD SECURITIES INCORPORATED
December 17, 1999 - September 7, 2000
PRO-INTEGRITY SECURITIES, INC.
April 26, 1999 - November 19, 1999
SUNPOINT SECURITIES, INC.
September 12, 1994 - August 13, 1998
FIRST UNION CAPITAL MARKETS CORP.
September 23, 1992 - September 7, 1994
TIMECAPITAL SECURITIES CORPORATION
August 8, 1989 - September 17, 1992
A. G. EDWARDS & SONS, INC.
May 22, 1984 - July 27, 1989
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GILFORD SECURITIES INCORPORATED
CRD#: 8076 / SEC#: , 8-24230
Contact information
Documents
Disclosures
| Regulatory Event | 21 |
| Arbitration | 29 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
