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JC

Jamie P. Constantine

SINE QUA NON CAPITAL LLC
DELRAY BEACH, FL 33446
Some features on this profile are disabled
CRD#: 1268209
JC

Professional summary


Jamie Peter Constantine, who also goes by Jamie P Constantine, is a registered financial professional currently at SINE QUA NON CAPITAL LLC located in Delray Beach, Florida.

Jamie is registered as a RR (Registered Representative) and started their career in finance in 1984. Jamie has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jamie P Constantine

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jamie Peter Constantine's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 19, 2025 - Present

SINE QUA NON CAPITAL LLC

Office #1: 9736 Rennes Ln, Delray Beach, FL 33446
BD
CRD#: 330483
DELRAY BEACH, FL
Past

July 12, 2022 - March 28, 2025

MIDDLEMARCH SECURITIES LLC

BD
CRD#: 283508
STAMFORD, CT
Past

June 1, 2009 - April 9, 2019

MORGAN STANLEY

RIA
CRD#: 149777
CHICAGO, IL
Past

June 1, 2009 - April 9, 2019

MORGAN STANLEY

BD
CRD#: 149777
CHICAGO, IL
Past

January 1, 1999 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
DES MOINES, IA
Past

July 31, 1993 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
DES MOINES, IA
Past

May 29, 1984 - July 31, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(6/24/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 7/8/2022
Uniform Securities Agent State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


SQ
SINE QUA NON CAPITAL LLC
SINE QUA NON CAPITAL LLC

CRD#: 330483 / SEC#: , 8-71223

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
9736 Rennes Ln, Delray Beach, FL 33446
Mailing Address
9736 Rennes Ln, Delray Beach, FL 33446
Phone number
(636) 675-3746
Established
Delaware since 04/24/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BASKETT, ERINCEO4538604
BEVAUN, MARLONFINOP6259795
MERINGOLO, THOMAS NMNCCO4192542

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SINE QUA NON CAPITAL LLC

CRD#: 330483Delray Beach, FL 33446

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