Sheila M. Tremaglio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheila Mary Tremaglio, who also goes by Sheila M Kerr, Sheila Kerr Tremaglio, Sheila Tremaglio, was a registered financial professional .
Sheila is a previously registered financial professional and started their career in finance in 1984. Sheila had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 12, Series 53, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 1994 - July 7, 2009
STRATEGIC ADVISERS LLC
September 16, 1991 - January 7, 2015
FIDELITY BROKERAGE SERVICES LLC
April 30, 1991 - October 24, 1991
BANCBOSTON BROKERAGE INC.
June 26, 1986 - August 20, 1991
BANCBOSTON CONNECTICUT BROKERAGE
May 22, 1984 - August 17, 1984
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 12
Date: 5/17/1999
NYSE Branch Manager ExaminationCurrent Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
