Michael F. Brennan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Francis Brennan was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1984. Michael had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2014 - April 22, 2016
CABRERA CAPITAL MARKETS, LLC
January 29, 2014 - July 18, 2014
BLAYLOCK VAN, LLC
August 16, 2012 - October 3, 2012
JACKSON SECURITIES LLC
December 6, 2010 - January 29, 2014
M. R. BEAL & COMPANY
July 21, 2008 - December 2, 2010
PRAGER & CO., LLC
January 16, 2006 - June 18, 2008
UBS SECURITIES LLC
October 17, 1996 - January 16, 2006
UBS FINANCIAL SERVICES INC.
February 8, 1996 - October 3, 1996
WELLS FARGO CLEARING SERVICES, LLC
July 25, 1984 - February 10, 1996
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CABRERA CAPITAL MARKETS, LLC
CRD#: 10081 / SEC#: , 8-26406
Contact information
FINRA licenses (30 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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