Lee A. West
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lee Aron West, who also goes by Lee Aaron West, was a registered financial professional .
Lee is a previously registered financial professional and started their career in finance in 1984. Lee had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2013 - January 25, 2018
DEFENSIVE PORTFOLIO MANAGEMENT
December 8, 2005 - August 22, 2011
DEFENSIVE PORTFOLIO MANAGEMENT
February 6, 2004 - August 3, 2011
FIRST ALLIED SECURITIES, INC.
February 19, 2003 - December 31, 2004
DEFENSIVE PORTFOLIO MANAGEMENT
June 4, 2002 - December 31, 2002
DEFENSIVE PORTFOLIO MANAGEMENT
February 11, 2002 - August 3, 2011
FIRST ALLIED SECURITIES, INC.
May 18, 2000 - February 11, 2002
INTERFIRST CAPITAL CORPORATION
March 22, 1996 - May 18, 2000
DRAKE & COMPANY, INC.
May 20, 1992 - January 6, 1995
CIBC WORLD MARKETS CORP.
June 20, 1984 - April 15, 1992
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DEFENSIVE PORTFOLIO MANAGEMENT
CRD#: 164984 / SEC#:
Contact information
Red Flags
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