Kevin C. Mclaughlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Charles Mclaughlin was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1984. Kevin had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2016 - December 21, 2018
AIG GLOBAL CAPITAL MARKETS SECURITIES, LLC
April 11, 2012 - July 31, 2014
AIG GLOBAL CAPITAL MARKETS SECURITIES, LLC
November 2, 2009 - April 20, 2010
GATES CAPITAL CORPORATION
February 8, 2006 - November 15, 2007
RABO SECURITIES USA, INC.
January 9, 2003 - June 6, 2005
COMMERZ MARKETS LLC
February 4, 2002 - January 6, 2003
DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC.
May 18, 2001 - February 1, 2002
COMMERZ MARKETS LLC
March 5, 1998 - January 10, 2001
J.P. MORGAN SECURITIES INC.
May 22, 1984 - March 12, 1998
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AIG GLOBAL CAPITAL MARKETS SECURITIES, LLC
CRD#: 157767 / SEC#: , 8-68860
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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