Patrick Keen

PRAIRIE RIVERS INVESTMENTS

Robinson, IL 62454

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CRD#: 1267770

Professional summary

Patrick Keen, AIF®, who also goes by James Patrick Keen, Pat Keen, is a registered financial advisor currently at PRAIRIE RIVERS INVESTMENTS, LLC located in Robinson, Illinois and PRIVATE CLIENT SERVICES, LLC located in Robinson, Illinois.

Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Patrick has worked at 8 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Patrick Keen | Pat Keen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Prairie Rivers Investments LLC. 1507 West Main Street, Robinson, IL 62454. Insurance related work: life, fixed and indexed annuity, long term care. Agent. 4 hrs/mo; 4 during trading hrs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Keen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

June 27, 2017 - Present

PRAIRIE RIVERS INVESTMENTS, LLC

Office #1: 1507 West Main St., Robinson, IL 62454

RIA

CRD#: 288153

Robinson, IL

Current

January 3, 2023 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 1507 West Main Street, Robinson, IL 62454

RIA

CRD#: 120222

Robinson, IL

Past

September 18, 2020 - January 6, 2023

SECURITIES AMERICA, INC.

CRD#: 10205

ROBInSON, IL

Past

November 18, 2013 - December 31, 2017

SSN ADVISORY, INC.

RIA

CRD#: 126090

ROBINSON, IL

Past

November 18, 2013 - September 18, 2020

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

ROBInSON, IL

Past

November 9, 2007 - November 19, 2013

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

ROBINSON, IL

Past

November 7, 2007 - November 19, 2013

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

ROBINSON, IL

Past

September 14, 1998 - November 13, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

ROBINSON, IL

Past

February 12, 1991 - November 13, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ROBINSON, IL

Past

June 20, 1984 - February 25, 1991

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRAIRIE RIVERS INVESTMENTS, LLC

CRD#: 288153 / SEC#: 801-110719

RIA

Registered Investment Advisory firm - (6/27/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/3/2023)

California
(1/3/2023)

Colorado
(1/3/2023)

Florida
(1/3/2023)

Georgia
(1/3/2023)

IAR

Illinois
(6/27/2017)

Illinois
(1/3/2023)

Indiana
(1/3/2023)

New York
(1/3/2023)

Ohio
(1/3/2023)

South Carolina
(10/10/2025)

Tennessee
(1/3/2023)

Texas
(1/3/2023)

IAR

Texas
(3/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/21/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/3/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/16/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 2/28/1992

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/26/1991

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PRAIRIE RIVERS INVESTMENTS, LLC

CRD#: 288153 / SEC#: 801-110719

RIA

Registered Investment Advisory firm - (6/27/2017 Approved)

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Contact information

Main Address

1507 West Main St., Robinson, IL 62454

Mailing Address

Phone number

(618) 544-9010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (3/28/2025)

PART 2A BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	862
AUM (Assets Under Management)	$ 216,155,911

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Patrick Keen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Keen's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

SECURITIES AMERICA, INC.

SSN ADVISORY, INC.

SECURITIES SERVICE NETWORK, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

EDWARD JONES

Primary Firm SEC Registration

PRAIRIE RIVERS INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/21/2007

Series 63

Date: 8/3/1984

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/16/1984

Series 53

Date: 2/28/1992

Series 24

Date: 8/26/1991

FINRA

Current Firm

PRAIRIE RIVERS INVESTMENTS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRAIRIE RIVERS INVESTMENTS, LLC

TRUST BUT VERIFY

Contact information

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