William T. Giehler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Trent Giehler, who also goes by W. Trent Giehler, was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1984. William had worked at 9 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2004 - October 11, 2006
WELLS FARGO INVESTMENTS, LLC
July 26, 2004 - October 11, 2006
WELLS FARGO INVESTMENTS, LLC
March 21, 2003 - July 12, 2004
ICBA FINANCIAL SERVICES CORPORATION
February 5, 2003 - March 17, 2003
CITICORP INVESTMENT SERVICES
November 14, 1998 - February 5, 2003
CAL FED INVESTMENTS
August 26, 1989 - November 14, 1998
GLENFED BROKERAGE SERVICES
January 11, 1989 - August 14, 1989
GREEN HILL FINANCIAL SERVICE CORPORATION
December 4, 1985 - June 2, 1988
LEHMAN BROTHERS INC.
May 15, 1985 - November 25, 1985
DREXEL BURNHAM LAMBERT INCORPORATED
July 26, 1984 - May 23, 1985
RICHARDSON GREENSHIELDS SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WELLS FARGO INVESTMENTS, LLC
CRD#: 10582 / SEC#: , 8-38588
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WELLS FARGO INVESTMENT GROUP, INC. | DIRECT OWNER | |
| AMADOR, LISA ANNE | CHIEF COMPLIANCE OFFICER, DIRECTOR, SECRETARY | 1336656 |
| BENSUSSEN, VICTOR LAWRENCE | DIRECTOR/TREASURER & CFO | 1523151 |
| CAMERANESI, KENNETH STEVEN | DIRECTOR | 1292159 |
| DAGGS, CHARLES WILLARD III | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | 59782 |
| GRANGER, CLIFF GEVAN | AML COMPLIANCE OFFICER | 4787929 |
| PERKEL, RACHEL KENYON | DIRECTOR | 2445943 |
| WELKER, JAY SCOTT | CHAIRMAN & DIRECTOR | 2869678 |
| YERSIN, LINCOLN BLAINE | DIRECTOR | 1715424 |
Disclosures
| Regulatory Event | 53 |
| Arbitration | 33 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
