Rita R. Fernandezaguilar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rita Rae Fernandezaguilar, who also goes by Rita Fernandez Aguilar, Rita Rae Aguilar, Rita Rae Fernandez, was a registered financial professional .
Rita is a previously registered financial professional and started their career in finance in 1984. Rita had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2010 - April 11, 2022
NORTHWEST ASSET MANAGEMENT
October 6, 2003 - January 3, 2011
IMS CAPITAL MANAGEMENT
March 2, 1998 - June 12, 2003
RBC CAPITAL MARKETS, LLC
March 22, 1995 - March 2, 1998
DAIN RAUSCHER INCORPORATED
July 31, 1993 - April 3, 1995
CITIGROUP GLOBAL MARKETS INC.
March 28, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
May 30, 1984 - October 9, 1985
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
NORTHWEST ASSET MANAGEMENT
CRD#: 147923 / SEC#: 801-69483
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NORTHWEST ASSET MANAGEMENT
CRD#: 147923 / SEC#: 801-69483
Contact information
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,844 |
| AUM (Assets Under Management) | $ 3,608,262,509 |
Red Flags
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