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Gary Mason Slutsky

CRD# 1267459·Registered 1984 - 2004
Previously Registered: Being a previously registered professional could mean that Gary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gary Mason Slutsky, who also goes by Fgary Mason Slutsky, was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 1984 - 2004. Gary had worked at 10 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Fgary Mason Slutsky

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

S.W. BACH & COMPANY·CRD# 43522
BD
Port Washington, NY
April 5, 2004 - December 16, 2004
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
October 15, 2003 - April 8, 2004
GILFORD SECURITIES INCORPORATED·CRD# 8076
BD
New York, NY
October 8, 2003 - October 15, 2003
ELECTRONIC TRADING GROUP, LLC·CRD# 37453
BD
New York, NY
November 2, 2000 - September 17, 2002
SANDS BROTHERS & CO., LTD.·CRD# 26816
BD
New York, NY
June 25, 1991 - June 27, 2000
RODMAN & RENSHAW INC.·CRD# 724
BD
Chicago, IL
May 18, 1990 - January 1, 1991
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
November 15, 1988 - April 24, 1990
CIBC WORLD MARKETS CORP.·CRD# 630
BD
November 6, 1985 - October 24, 1988
JEFFERIES LLC·CRD# 2347
BD
May 21, 1985 - November 19, 1985
KUHNS BROTHERS & LAIDLAW, INC.·CRD# 1481
BD
June 26, 1984 - April 23, 1985
LEHMAN BROTHERS INC.·CRD# 7506
BD
June 4, 1984 - July 10, 1984

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Current Firm

SB
S.W. BACH & COMPANY

A.T. MOORE SECURITIES, INC. | S.W. BACH & COMPANY | MOORE SECURITIES INC.

CRD#: 43522 / SEC#: 8-50298
BD
Terminated by SEC on 04/24/2007

Contact Information

Established

Georgia since 06/16/1997

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
J.A.S. MANAGEMENT CORPSOLE SHAREHOLDER—
GOODE, JACQUELINE MARIECHIEF COMPLIANCE OFFICER1292607
GOODE, JACQUELINE MARIEAML OFFICER1292607
MOLLICA, MICHELLECROP2547543
MOLLICA, MICHELLESROP2547543
SHAPIRO, BARRY EVANCFO/FINOP2623250
SHAPIRO, SCOTT ALLANPRESIDENT, CEO2687108

Disclosures

Regulatory Event

2

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1984About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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