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Steven Paul Sacramone

CRD# 1267212·Registered 1984 - 2012
Previously Registered: Being a previously registered professional could mean that Steven is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Steven Paul Sacramone, who also goes by Sac Sacramone, Steven Sacramone, was a registered financial advisor. Steven was a previously registered financial advisor and started their career in finance 1984 - 2012. Steven had worked at 12 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sac Sacramone, Steven Sacramone

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years registered in the securities industry

Current & Past Employments

Past

CHASE INVESTMENT SERVICES CORP.Past·CRD# 25574
RIA
Harrison, NY
April 21, 2010 - January 20, 2012
CHASE INVESTMENT SERVICES CORP.Past·CRD# 25574
BD
Harrison, NY
April 14, 2010 - January 20, 2012
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
RIA
Paramus, NJ
December 16, 2008 - January 8, 2010
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
BD
Paramus, NJ
March 24, 2008 - January 8, 2010
BANC OF AMERICA INVESTMENT SERVICES, INC.Past·CRD# 16361
RIA
Glen Rock, NJ
January 3, 2007 - February 21, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.Past·CRD# 16361
BD
Glen Rock, NJ
August 30, 2005 - February 21, 2008
BOLTON GLOBAL CAPITALPast·CRD# 15650
BD
Bolton, MA
August 12, 1994 - June 16, 1995
SECURITIES AMERICA, INC.Past·CRD# 10205
BD
Lavista, NE
June 18, 1992 - August 4, 1994
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
BD
St. Louis, MO
February 4, 1991 - June 24, 1992
LEHMAN BROTHERS INC.Past·CRD# 7506
BD
New York, NY
March 27, 1990 - February 14, 1991
B.C. CHRISTOPHER SECURITIES CO.Past·CRD# 60
BD
Kansas City, MO
September 29, 1988 - March 14, 1990
UBS FINANCIAL SERVICES INC.Past·CRD# 8174
BD
Weehawken, NJ
November 24, 1987 - August 22, 1988
B.C. CHRISTOPHER SECURITIES CO.Past·CRD# 60
BD
Kansas City, MO
August 28, 1986 - December 3, 1987
THOMSON MCKINNON SECURITIES INC.Past·CRD# 829
BD
New York, NY
February 5, 1986 - July 7, 1986
ALLIED CAPITAL GROUP, INC.Past·CRD# 13146
BD
October 21, 1985 - January 14, 1986
BROOKS WEINGER ROBBINS & LEEDS INC.Past·CRD# 14156
BD
July 15, 1985 - October 22, 1985
FIRST JERSEY SECURITIES, INC.Past·CRD# 6621
BD
September 25, 1984 - April 22, 1985

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Current Firm

CI
CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP. | CHASE MANHATTAN INVESTMENT SERVICES, INC. | CHASE MANHATTAN INVESTMENT ADVISORS | CHASE INVESTMENT SERVICES, INC.

CRD#: 25574 / SEC#: 801-36407, 8-41840
BD
Terminated by SEC on 12/28/2012

Contact Information

Established

Delaware since 09/27/1989

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

PORTFOLIO MANAGER PROGRAM (3/30/2012)

Direct owners and executive officers

NamePositionCRD#
BANC ONE CAPITAL HOLDINGS LLCDIRECT OWNER—
ADITYA, MAHESH CHATTABOARD MEMBER5586574
CHABOT, ALAN JAMESPRESIDENT & CEO, BOARD MEMBER2617874
DAVIS, JAMES HUBERCHIEF OPERATIONS OFFICER4166100
DEEGAN, DANIEL ROBERTEXECUTIVE VICE PRESIDENT1143339
DURKEE, JEFFREY WILLISEXECUTIVE VICE PRESIDENT1009266
GINDI, SOLCFO, BOARD MEMBER4903526
GRAY, ANNE LOUISESENIOR VICE PRESIDENT1779722
HAIGIS, PHILIP HOWARD JR.EXECUTIVE VICE PRESIDENT4340276
JULIAN, BETH WILSONEXECUTIVE VICE PRESIDENT1071047
KLEINBAUM, GREGG ADAMEXECUTIVE VICE PRESIDENT2555215
MARTIN, KEVIN LEEEXECUTIVE VICE PRESIDENT2742022
PANTALEO, LAURA ANNEXECUTIVE VICE PRESIDENT1501065
QUINN, JOHN PEXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR5631540
REED, JAMIE MATTHEWEXECUTIVE VICE PRESIDENT2797383
SKARDA, JOSEPH BRIELEXECUTIVE VICE PRESIDENT4288186
TEPPER, ERIC DAVIDEXECUTIVE VICE PRESIDENT2242377
WILBURN, DOUGLAS FREDERICKCHIEF COMPLIANCE OFFICER1407686

Disclosures

Regulatory Event

62

Arbitration

19

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2006About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 2005About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 1992About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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