Steven P. Sacramone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Paul Sacramone, who also goes by Sac Sacramone, Steven Sacramone, was a registered financial advisor .
Steven is a previously registered financial advisor and started their career in finance in 1984. Steven had worked at 12 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2010 - January 20, 2012
CHASE INVESTMENT SERVICES CORP.
April 14, 2010 - January 20, 2012
CHASE INVESTMENT SERVICES CORP.
December 16, 2008 - January 8, 2010
WELLS FARGO CLEARING SERVICES, LLC
March 24, 2008 - January 8, 2010
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2007 - February 21, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 30, 2005 - February 21, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 12, 1994 - June 16, 1995
BOLTON GLOBAL CAPITAL
June 18, 1992 - August 4, 1994
SECURITIES AMERICA, INC.
February 4, 1991 - June 24, 1992
WELLS FARGO CLEARING SERVICES, LLC
March 27, 1990 - February 14, 1991
LEHMAN BROTHERS INC.
September 29, 1988 - March 14, 1990
B.C. CHRISTOPHER SECURITIES CO.
November 24, 1987 - August 22, 1988
UBS FINANCIAL SERVICES INC.
August 28, 1986 - December 3, 1987
B.C. CHRISTOPHER SECURITIES CO.
February 5, 1986 - July 7, 1986
THOMSON MCKINNON SECURITIES INC.
October 21, 1985 - January 14, 1986
ALLIED CAPITAL GROUP, INC.
July 15, 1985 - October 22, 1985
BROOKS WEINGER ROBBINS & LEEDS INC.
September 25, 1984 - April 22, 1985
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHASE INVESTMENT SERVICES CORP.
CRD#: 25574 / SEC#: 801-36407, 8-41840
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANC ONE CAPITAL HOLDINGS LLC | DIRECT OWNER | |
| ADITYA, MAHESH CHATTA | BOARD MEMBER | 5586574 |
| CHABOT, ALAN JAMES | PRESIDENT & CEO, BOARD MEMBER | 2617874 |
| DAVIS, JAMES HUBER | CHIEF OPERATIONS OFFICER | 4166100 |
| DEEGAN, DANIEL ROBERT | EXECUTIVE VICE PRESIDENT | 1143339 |
| DURKEE, JEFFREY WILLIS | EXECUTIVE VICE PRESIDENT | 1009266 |
| GINDI, SOL | CFO, BOARD MEMBER | 4903526 |
| GRAY, ANNE LOUISE | SENIOR VICE PRESIDENT | 1779722 |
| HAIGIS, PHILIP HOWARD JR. | EXECUTIVE VICE PRESIDENT | 4340276 |
| JULIAN, BETH WILSON | EXECUTIVE VICE PRESIDENT | 1071047 |
| KLEINBAUM, GREGG ADAM | EXECUTIVE VICE PRESIDENT | 2555215 |
| MARTIN, KEVIN LEE | EXECUTIVE VICE PRESIDENT | 2742022 |
| PANTALEO, LAURA ANN | EXECUTIVE VICE PRESIDENT | 1501065 |
| QUINN, JOHN P | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | 5631540 |
| REED, JAMIE MATTHEW | EXECUTIVE VICE PRESIDENT | 2797383 |
| SKARDA, JOSEPH BRIEL | EXECUTIVE VICE PRESIDENT | 4288186 |
| TEPPER, ERIC DAVID | EXECUTIVE VICE PRESIDENT | 2242377 |
| WILBURN, DOUGLAS FREDERICK | CHIEF COMPLIANCE OFFICER | 1407686 |
Disclosures
| Regulatory Event | 62 |
| Arbitration | 19 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
