Lawrence Florida
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Florida, who also goes by Larry Anthony Florida, Larry Florida, Lawrence A Florida, Lawrence Anthony Florida, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1984. Lawrence had worked at 25 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2015 - November 3, 2015
BUCKMAN, BUCKMAN & REID, INC.
October 1, 2013 - November 4, 2013
FOREFRONT CAPITAL MARKETS LLC
June 10, 2011 - October 7, 2011
EQUITABLE ADVISORS, LLC
July 22, 2008 - November 18, 2009
MSI FINANCIAL SERVICES, INC.
May 17, 2006 - January 10, 2007
E*TRADE SECURITIES LLC
September 4, 2002 - April 4, 2003
WORLDCO, L.L.C.
December 14, 1999 - May 1, 2001
DONALD & CO. SECURITIES INC.
September 14, 1999 - November 9, 1999
CANTONE RESEARCH INC.
January 25, 1999 - September 8, 1999
DONALD & CO. SECURITIES INC.
January 12, 1999 - February 4, 1999
THE AGEAN GROUP, INC
October 15, 1998 - December 17, 1998
COLEMAN & COMPANY SECURITIES, INC.
May 29, 1998 - September 23, 1998
LT LAWRENCE & CO., INC.
May 18, 1998 - July 31, 1998
PRIMEX
October 16, 1997 - November 10, 1997
MILLENNIUM SECURITIES CORP.
May 20, 1997 - October 23, 1997
M.S. FARRELL & COMPANY, INC.
January 22, 1997 - February 12, 1997
H.J. MEYERS & CO., INC.
November 11, 1996 - December 24, 1996
LCP CAPITAL CORP.
March 10, 1996 - August 26, 1996
DONALD & CO. SECURITIES INC.
February 5, 1996 - February 27, 1996
COMMONWEALTH ASSOCIATES
October 20, 1995 - November 21, 1995
BARRON CHASE SECURITIES, INC.
April 12, 1995 - August 30, 1995
PRUDENTIAL EQUITY GROUP, LLC
November 23, 1994 - February 27, 1995
OSAIC WEALTH, INC.
September 26, 1994 - October 28, 1994
FSG SECURITIES, INC.
March 18, 1994 - May 12, 1994
CHATFIELD DEAN & CO., INC.
April 16, 1993 - April 20, 1993
PRUDENTIAL EQUITY GROUP, LLC
June 23, 1992 - August 13, 1992
H.J. MEYERS & CO., INC.
March 20, 1990 - January 30, 1992
LEHMAN BROTHERS INC.
May 24, 1985 - July 22, 1985
BLINDER, ROBINSON & CO., INC.
November 23, 1984 - April 22, 1985
KOBRIN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BUCKMAN, BUCKMAN & REID, INC.
CRD#: 23407 / SEC#: , 8-40413
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JTC HOLDINGS LLC | SHARE HOLDER | |
| GIAKAS, WALLACE MARTIN | STOCKHOLDER | 1068278 |
| LAU, PETER SEN | STOCKHOLDER | 2302677 |
| YANG, ZHAO | SHAREHOLDER | 6077274 |
| ALMERINI, LOUIS ACHILLE | FINOP | 1605183 |
| BUCKMAN, HARRY JOHN | CHAIRMAN, RSOP | 1090909 |
| BUCKMAN, HARRY JOHN JR | SR. VICE PRESIDENT | 2202467 |
| BUCKMAN, MARY | STOCKHOLDER | 5823239 |
| BUCKMAN, THOMAS PAUL | SECRETARY | 2577168 |
| CAMPOLI, JOHN | SHAREHOLDER | 6596748 |
| PANNO, RICHARD ANTHONY | CHIEF COMPLIANCE OFFICER | 724727 |
| SHOICHET, MARK ELLIOTT | STOCKHOLDER | 2301353 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
