Eugenio Belaval Tranum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugenio Belaval Tranum, who also goes by Eugenio S Belaval, Eugenio Antonio Sbelaval, was a registered financial professional .
Eugenio is a previously registered financial professional and started their career in finance in 1984. Eugenio had worked at 3 firms and has passed the Series 65, Series 55, Series 15, Series 5, Series 3, Series 7, Series 24, Series 53 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2012 - May 16, 2014
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
May 8, 2012 - May 16, 2014
UBS FINANCIAL SERVICES INC.
September 29, 2009 - January 1, 2010
UBS INTERNATIONAL INC.
August 28, 1986 - March 15, 2012
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
July 6, 1984 - March 15, 2012
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 10/20/1999
Limited Representative-Equity Trader ExamSeries 15
Date: 10/21/1997
Foreign Currency Options ExaminationSeries 5
Date: 10/21/1997
Interest Rate Options ExaminationSeries 8
Date: 12/2/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
CRD#: 13042 / SEC#: , 8-28475
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 43 |
Red Flags
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