Jeffrey Benjamin Axt
Professional Summary
Jeffrey Benjamin Axt, who also goes by Jeffrey Axt, is a registered financial advisor currently at THE LEWIS FINANCIAL GROUP located in Ashburn, Virginia. Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Jeffrey has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 31, Series 7, Series 6, Series 10, Series 9, Series 24, Series 4 and Series 8...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jeffrey Axt
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Contact Information
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Disclosures on record.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
GENESIS PRIVATE WEALTH, LLC | THE LEWIS FINANCIAL GROUP | GENESIS PRIVATE WEALTH, LLC DBA THE LEWIS FINANCIAL GROUP
Contact Information
Main Address
20755 Williamsport Place Suite 140, Ashburn, VA 20147Phone Number
(703) 288-1272# of Employees
6SEC notice filing (12 States and Territories)
Registered to provide investment advisory services in 12 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
691AUM (Assets Under Management)
$482,357,468Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
GENESIS PRIVATE WEALTH, LLC | THE LEWIS FINANCIAL GROUP | GENESIS PRIVATE WEALTH, LLC DBA THE LEWIS FINANCIAL GROUP
State Registrations and Notice Filings
(11/5/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 1984About the Series 6 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jun 1994Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Benjamin Axt's CRS (Customer Relationship Summary).
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