Jeffrey B. Axt
Professional summary
Jeffrey Benjamin Axt, who also goes by Jeffrey Axt, is a registered financial advisor currently at THE LEWIS FINANCIAL GROUP located in Ashburn, Virginia.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Jeffrey has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 31, Series 7, Series 6, Series 10, Series 9, Series 24, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Benjamin Axt's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 5, 2021 - Present
THE LEWIS FINANCIAL GROUP
Office #1: 20755 Williamsport Place Suite 140, Ashburn, VA 20147July 9, 2020 - November 8, 2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 9, 2020 - November 8, 2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 19, 2013 - January 7, 2020
WELLS FARGO CLEARING SERVICES, LLC
August 19, 2013 - January 7, 2020
WELLS FARGO CLEARING SERVICES, LLC
June 1, 2012 - August 26, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 9, 2012 - August 26, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 19, 2007 - May 8, 2012
WELLS FARGO CLEARING SERVICES, LLC
November 19, 2007 - May 8, 2012
WELLS FARGO CLEARING SERVICES, LLC
June 26, 2002 - November 14, 2007
TRUIST INVESTMENT SERVICES, INC.
December 20, 2001 - November 14, 2007
TRUIST INVESTMENT SERVICES, INC.
April 23, 1985 - December 21, 2001
QUICK & REILLY, INC.
October 10, 1984 - December 14, 1984
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
THE LEWIS FINANCIAL GROUP
CRD#: 315692 / SEC#: 801-122157
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/5/2021)
Exams
Series 7TO
Date: 8/10/2022
General Securities Representative ExaminationSeries 8
Date: 6/13/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
THE LEWIS FINANCIAL GROUP
CRD#: 315692 / SEC#: 801-122157
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 527 |
| AUM (Assets Under Management) | $ 313,916,045 |
Red Flags
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Company Information
THE LEWIS FINANCIAL GROUP
CRD#: 315692Ashburn, VA 20147TRUST BUT VERIFY
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