HD
Herman A. Dodson
MACRO ADVISORS
Little River, SC
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CRD#: 1266944
HD
Professional summary
Herman Alfred Dodson JR is a registered financial advisor currently at MACRO ADVISORS, INC. located in Little River, South Carolina.
Herman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Herman has worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)HAZLETON INSURANCE ALLIANCE - S CORP; NON-INVESTMENT RELATED; 218 TIVERTON LANE, HARRISBURG, PA 17112; INSURANCE; PRESIDENT/OWNER; 1/2003; 30 HRS/MO - 1 HR/TRADING; INSURANCE AGENT, SALES AND SERVICING
2)CAPPARELL, DODSON, AND CAPPARELL; NON-INVESTMENT RELATED; 218 TIVERTON LANE, HARRISBURG, PA 17112; COMMERCIAL RENTAL PROPERTY; MANAGING PARTNER; 1/1982; 5 HRS/MO - 0 HR/TRADING; RENTAL PROPERTY MANAGEMENT
3)S&D LAND COMPANY; NON-INVESTMENT RELATED; 606 MAHONING STREET, LEHIGHTON, PA 18235; LAND SUB-DEVELOPMENT; PARTNER; 4/2005; 0 HRS/MO - 0 HR/TRADING
4)INDEPENDENT INSURANCE AGENT, � SELL TERM INSURANCE WHOLE LIFE , LTC, DISABILITY, � NON- INVESTMENT �RELATED � APPROX. 10 HRS/MO (0 HRS DURING SECURITIES TRADING)
CRS (Client Relationship Summary) - RIA
Click below to view Herman Alfred Dodson JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 29, 2006 - Present
MACRO ADVISORS, INC.
Office #2: 580 Susquehanna Blvd, Hazleton, PA 18202RIA
CRD#: 118832
Little River, SC
Past
June 5, 1984 - November 6, 2006
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
HAZLETON, PA
Past
June 5, 1984 - November 6, 2006
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
HAZLETON, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MACRO ADVISORS, INC.
MACRO ADVISORS, INC.
CRD#: 118832 / SEC#: 801-117443
RIA
Registered Investment Advisory firm - (10/7/2019 Approved)Florida
Registered Investment Advisory firm - (10/23/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/24/2019 Terminated)Virginia
Registered Investment Advisory firm - (11/14/2006 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(11/29/2006)
IAR
South Carolina(12/15/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MA
MACRO ADVISORS, INC.
MACRO ADVISORS, INC.
CRD#: 118832 / SEC#: 801-117443
RIA
Registered Investment Advisory firm - (10/7/2019 Approved)Florida
Registered Investment Advisory firm - (10/23/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/24/2019 Terminated)Virginia
Registered Investment Advisory firm - (11/14/2006 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
526 Greenbriar Road, York, PA 17404
Mailing Address
Phone number
(717) 764-4566
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,567 |
| AUM (Assets Under Management) | $ 253,321,993 |
Red Flags
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