Michael F. Lattof
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Francis Lattof JR was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1988. Michael had worked at 8 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2007 - July 21, 2008
FORESTERS EQUITY SERVICES, INC.
March 26, 2003 - March 29, 2007
INVESTORS CAPITAL CORP.
October 31, 2002 - December 31, 2002
INVESTORS CAPITAL CORP.
May 31, 2000 - July 26, 2002
TOWER SQUARE SECURITIES, INC.
May 3, 1999 - July 5, 2000
PARK AVENUE SECURITIES LLC
March 17, 1999 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
February 14, 1997 - March 19, 1999
TOWER SQUARE SECURITIES, INC.
December 5, 1996 - February 21, 1997
NYLIFE SECURITIES LLC
February 18, 1988 - November 18, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
February 18, 1988 - November 18, 1996
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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