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Vincent Ross Townsend

ONEAMERICA SECURITIES
Georgetown, TX
·CRD# 1266679·42 years experience

Professional Summary

Vincent Ross Townsend, who also goes by VInce Townsend, is a registered financial advisor currently at ONEAMERICA SECURITIES, INC. located in Georgetown, Texas. Vincent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Vincent has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Vince Townsend

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

ONEAMERICA SECURITIES, INC.·CRD# 4173
RIA
BD
Georgetown, TX
July 31, 2009 - Present
ONEAMERICA SECURITIES, INC.·CRD# 4173
RIA
BD
One American Square, Indianapolis, IN 46282
June 19, 2008 - Present
PARK AVENUE SECURITIES LLC·CRD# 46173
RIA
Austin, TX
October 11, 2005 - June 12, 2008
PARK AVENUE SECURITIES LLC·CRD# 46173
BD
Austin, TX
September 12, 2005 - June 12, 2008
MSI FINANCIAL SERVICES, INC.·CRD# 14251
RIA
Austin, TX
July 28, 2003 - September 7, 2005
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
July 28, 2003 - September 7, 2005
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
July 28, 2003 - September 7, 2005
LPL FINANCIAL LLC·CRD# 6413
RIA
Austin, TX
May 16, 2000 - July 24, 2003
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
May 16, 2000 - July 24, 2003
NYLIFE SECURITIES LLC·CRD# 5167
BD
New York, NY
December 17, 1998 - May 19, 2000
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
June 24, 1991 - December 17, 1998
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
June 24, 1991 - December 17, 1998
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
May 2, 1990 - July 15, 1991
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
April 25, 1990 - July 15, 1991
UR FINANCIAL, INC.·CRD# 10509
BD
November 2, 1984 - April 25, 1990
CITISTREET EQUITIES LLC·CRD# 7447
BD
July 26, 1984 - October 2, 1984

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Current Firm

ONEAMERICA SECURITIES, INC.
ONEAMERICA SECURITIES, INC.

AUL EQUITY SALES CORP. | ONEAMERICA SECURITIES, INC.

CRD#: 4173 / SEC#: 801-56819, 8-15009
RIA
Registered Investment Advisory firm - SEC (9/13/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

One American Square, Indianapolis, IN 46282

Mailing Address

One American Square P.o. Box 1984, Indianapolis, IN 46206-1984

Phone Number

(317) 285-1877

Established

Indiana since 06/04/1969

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

340

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

ONEAMERICA SECURITIES FORM ADV PART 2A APPENDIX 1 (3/31/2026)

Direct owners and executive officers

NamePositionCRD#
AMERICAN UNITED LIFE INSURANCE COMPANYPARENT—
CAYETANO, NICHOLAS ADAMAML OFFICER7237505
EVERSOLE, DEBORAH RAECHIEF COMPLIANCE OFFICER4411050
FLEETWOOD, MATTHEW THOMASCHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR4109266
HARTLEY, BRYAN KEITHFINOP5664171
HOYLE, JASON ANDREWDIRECTOR6027238
JUNKER, DAVID ADIRECTOR2442538
LIONBERGER, TAYLOR WSALES DEVELOPMENT DIRECTOR5931321
MCGOFF, SEAN PATRICKCHIEF COUNSEL & SECRETARY5801826
SANDELSKI, DENNIS JOSEPHAVP, TAX7244469
SMILEY, ERIC DAVIDVP, DIRECTOR OF OPERATIONS2978413
SNYDER, DANIEL RTREASURER7318687
WEYER, SHAUN CHRISTOPHERSALES DEVELOPMENT DIRECTOR4607359
YANG, CHUANMINGCHIEF INFORMATION SECURITY OFFICER7527042

Regulatory Assets Under Management

Total Number of Accounts

2,300

AUM (Assets Under Management)

$306,108,437

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NON-VARIABLE INSURANCE SALES (INDEXED ANNUITIES, FIXED LIFE, FIXED ANNUITIES)

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ONEAMERICA SECURITIES, INC.
ONEAMERICA SECURITIES, INC.

AUL EQUITY SALES CORP. | ONEAMERICA SECURITIES, INC.

CRD#: 4173 / SEC#: 801-56819, 8-15009
RIA
Registered Investment Advisory firm - SEC (9/13/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(1/4/2013)
RR
Colorado
(7/29/2011)
IAR
Colorado
(5/27/2025)
RR
Massachusetts
(5/23/2025)
RR
Oklahoma
(1/31/2013)
RR
Texas
(6/19/2008)
IAR
Texas
(7/31/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1984About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2000About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Vincent Ross Townsend's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Vincent Ross Townsend's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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