Charles R. Schreck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Ross Schreck, who also goes by Charlie Schreck, Chuck Schreck, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1984. Charles had worked at 9 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2020 - October 9, 2025
GRIFFIN FINANCIAL GROUP, LLC
August 16, 2018 - October 1, 2019
CFG CAPITAL MARKETS, LLC
May 28, 2013 - August 31, 2016
CAPITOL SECURITIES MANAGEMENT, INC.
April 7, 2010 - May 31, 2011
SSC NY CORP.
May 4, 2007 - November 4, 2008
ANDERSON & STRUDWICK, INCORPORATED
May 4, 2007 - November 4, 2008
ANDERSON & STRUDWICK, INCORPORATED
February 18, 2004 - January 16, 2007
RYAN BECK & CO.
February 18, 2004 - January 16, 2007
RYAN BECK & CO.
November 14, 1990 - February 19, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 8, 1989 - February 19, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 22, 1985 - November 16, 1989
KIDDER, PEABODY & CO. INCORPORATED
June 1, 1984 - May 20, 1985
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
GRIFFIN FINANCIAL GROUP, LLC
CRD#: 119004 / SEC#: , 8-53711
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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