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GT

Gary B. Tourtillotte

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CRD#: 1266648
GT

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gary Blair Tourtillotte was a registered financial professional .

Gary is a previously registered financial professional and started their career in finance in 1984. Gary had worked at 4 firms and has passed the Series 63, Series 6 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 27, 1995 - September 27, 2013

FINANCIAL SERVICES OF NEW ENGLAND

BD
CRD#: 38088
ORRINGTON, ME
Past

April 20, 1994 - April 27, 1995

FINANCIAL SERVICES OF NEW ENGLAND

BD
CRD#: 35620
ORRINGTON, ME
Past

November 2, 1992 - April 13, 1994

AC FINANCIAL, INC.

BD
CRD#: 21616
PALM HARBOR, FL
Past

July 24, 1984 - October 2, 1992

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/24/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


FS
FINANCIAL SERVICES OF NEW ENGLAND
FINANCIAL SERVICES OF NEW ENGLAND

CRD#: 38088 / SEC#: , 8-48063

BD
Terminated by SEC on 09/27/2013
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Contact information


Main Address
Mailing Address
Phone number
Established
Maine since 01/01/1995
Firm type
Partnership
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
PELLETIER, SCOTT HALSEYGENERAL PARTNER1240152
TOURTILLOTTE, GARY BLAIRGENERAL PARTNER/CHIEF COMPLIANCE OFFICER1266648

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FINANCIAL SERVICES OF NEW ENGLAND

CRD#: 38088

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