Laura C. Mcnamara
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Cass Mcnamara, who also goes by Laura Alice Cass, was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 1984. Laura had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2001 - April 16, 2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
June 15, 1998 - November 14, 2000
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
January 26, 1990 - April 8, 1998
FIDELITY DISTRIBUTORS COMPANY LLC
April 27, 1989 - January 24, 1990
FIDELITY DISTRIBUTORS CORPORATION
May 12, 1986 - March 19, 1988
FIDELITY BROKERAGE SERVICES LLC
December 27, 1984 - April 2, 1986
BROWNCO, LLC
June 20, 1984 - November 12, 1984
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
CRD#: 7325 / SEC#: , 8-1369
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
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