Lance L. Sylvester
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lance Lee Sylvester was a registered financial professional .
Lance is a previously registered financial professional and started their career in finance in 1984. Lance had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 1993 - September 3, 1993
DICKINSON & CO.
December 15, 1992 - June 10, 1993
BROOKSTREET SECURITIES CORPORATION
January 2, 1992 - October 22, 1992
BROOKSTREET SECURITIES CORPORATION
September 28, 1990 - November 27, 1991
SCHNEIDER SECURITIES, INC.
January 15, 1990 - September 25, 1990
TRI-BRADLEY INVESTMENTS
July 29, 1985 - November 15, 1989
ROYCE PARK INVESTMENTS, INC.
December 6, 1984 - July 25, 1985
J. W. GANT & ASSOCIATES, INC.
June 14, 1984 - February 15, 1985
CHESLEY AND DUNN, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DICKINSON & CO.
CRD#: 689 / SEC#: , 8-7503
Contact information
Documents
Red Flags
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