Suchita V. Naik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suchita Vishweshwar Naik was a registered financial professional .
Suchita is a previously registered financial professional and started their career in finance in 1984. Suchita had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 1984 - February 21, 2020
VISUN SECURITIES CORPORATION
May 22, 1984 - October 11, 1984
DECADE SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
VISUN SECURITIES CORPORATION
CRD#: 15251 / SEC#: , 8-31907
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
