Bruce Rocasalvo
Professional summary
Bruce Rocasalvo was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Bruce is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Bruce had worked at 3 firms, which includes J.P. TURNER & COMPANY L.L.C., QUESTAR CAPITAL CORPORATION, PRUCO SECURITIES LLC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2013 - July 10, 2013
J.P. TURNER & COMPANY, L.L.C.
July 26, 2011 - August 5, 2011
QUESTAR CAPITAL CORPORATION
May 15, 1984 - July 26, 2011
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
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