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Gabriel Borenstein

CRD# 1266222·Registered 1987 - 2026
Previously Registered: Being a previously registered professional could mean that Gabriel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gabriel Borenstein, who also goes by Gabe Borenstein, was a registered financial advisor. Gabriel was a previously registered financial professional and started their career in finance 1987 - 2026. Gabriel had worked at 13 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gabe Borenstein

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

Past

ENCLAVE CAPITAL LLCPast·CRD# 22732
BD
New York, NY
April 26, 2012 - January 22, 2026
GLEACHER & COMPANY SECURITIES, INC.Past·CRD# 298
BD
New York, NY
May 16, 2011 - November 22, 2011
GENESIS SECURITIES, LLCPast·CRD# 46992
BD
New York, NY
October 29, 2010 - May 13, 2011
BGC FINANCIAL, L.P.Past·CRD# 19801
BD
New York, NY
November 20, 2009 - March 2, 2010
MINT BROKERSPast·CRD# 13681
BD
Sarasota, FL
November 20, 2009 - March 1, 2010
JESUP & LAMONT SECURITIES CORPPast·CRD# 39056
BD
New York, NY
January 28, 2009 - June 30, 2009
TRADITION SECURITIES AND DERIVATIVES LLCPast·CRD# 28269
BD
New York, NY
September 27, 2005 - October 9, 2007
HAPOALIM SECURITIES USA, INC.Past·CRD# 266
BD
New York, NY
February 13, 2002 - September 16, 2005
NEWEDGE USA, LLCPast·CRD# 36118
BD
Chicago, IL
December 23, 1996 - January 28, 2002
PRUDENTIAL EQUITY GROUP, LLCPast·CRD# 7471
BD
New York, NY
September 18, 1989 - October 24, 1996
THOMSON MCKINNON SECURITIES INC.Past·CRD# 829
BD
New York, NY
November 29, 1988 - July 29, 1989
LEHMAN BROTHERS INC.Past·CRD# 7506
BD
May 14, 1988 - June 2, 1988
E. F. HUTTON & COMPANY INCPast·CRD# 235
BD
October 7, 1987 - May 14, 1988

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Current Firm

EC
ENCLAVE CAPITAL LLC

BELTONE ENCLAVE SECURITIES | KNG (USA) - ENCLAVE | KLITZBERG ENCLAVE | HRA CAPITAL | ENCLAVE SECURITIES | ENCLAVE CAPITAL, L.L.C. | ENCLAVE CAPITAL LLC | CRIPPLE CREEK SECURITIES, L.L.C. | CRIPPLE CREEK SECURITIES CO. | CAJ CO.

CRD#: 22732 / SEC#: 8-39592
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

701 Brickell Avenue Suite 1550, Miami, FL 33131

Mailing Address

701 Brickell Ave Suite 1550, Miami, FL 33131

Phone Number

(646) 454-8600

Established

Delaware since 05/31/1995

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (18 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MAZZEO, ROBERT LOUIS IIMANAGING MEMBER/CEO2460221
DUMONT, SUSAN ELIZABETHCCO2346501
VITTOR, GREG TODDFINOP, PRINCIPAL OPERATIONS OFFICER, PRINCIPAL FINANCIAL OFFICER1864219

Disclosures

Regulatory Event

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1987About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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