Richard P. Sheridan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Patrick Sheridan JR, AIF®, who also goes by Pat Sheridan Jr, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1984. Richard had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 24, Series 23, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2019 - July 14, 2023
FINTRUST BROKERAGE SERVICES, LLC
January 12, 2010 - January 29, 2018
SILVER OAK SECURITIES, INCORPORATED
January 29, 2008 - July 14, 2023
FINTRUST CAPITAL ADVISORS, LLC
May 30, 2006 - March 10, 2008
AMERICAN SECURITIES GROUP, INC.
April 3, 2006 - December 31, 2009
AMERICAN SECURITIES GROUP, INC.
October 1, 1999 - April 4, 2006
WELLS FARGO CLEARING SERVICES, LLC
October 1, 1999 - April 4, 2006
WELLS FARGO CLEARING SERVICES, LLC
April 30, 1997 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
May 30, 1984 - May 15, 1997
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
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Exams
Current Firm
FINTRUST BROKERAGE SERVICES, LLC
CRD#: 41608 / SEC#: , 8-49514
Contact information
Documents
Red Flags
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