Randall M. Hasson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall Morris Hasson was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 1985. Randall had worked at 3 firms and has passed the Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 1987 - December 31, 1990
TRANSAMERICA SECURITIES SALES CORPORATION
January 20, 1987 - October 29, 1988
TRANSAMERICA FINANCIAL ADVISORS, INC.
February 26, 1985 - March 7, 1986
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRANSAMERICA SECURITIES SALES CORPORATION
CRD#: 17970 / SEC#: , 8-35847
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | OWNER | |
| CHUANG, GEORGE CHUWANG | DIRECTOR | 3162477 |
| CHUANG, GEORGE CHUWANG | TREASURER | 3162477 |
| CHUANG, GEORGE CHUWANG | VICE PRESIDENT AND FINANCIAL PRINCIPAL | 3162477 |
| CHUANG, GEORGE CHUWANG | PRESIDENT | 3162477 |
| CHUANG, GEORGE CHUWANG | CHIEF FINANCIAL OFFICER | 3162477 |
| GOK, LISA ANNE | DIRECTOR | 5059738 |
| RIDER, KERRY KEARNS | CHIEF COMPLIANCE OFFICER, SECRETARY | 2166195 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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