Richard A. Burke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Alan Burke, CFP® was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1984. Richard had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2024 - January 1, 2025
BURKE, RICHARD A.
July 8, 1997 - December 31, 2022
AMERICAN INVESTORS COMPANY
March 7, 1995 - December 31, 2022
AMERICAN INVESTORS COMPANY
November 19, 1989 - March 8, 1995
OSAIC WEALTH, INC.
May 23, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
January 9, 1985 - June 1, 1988
SOUTHMARK FINANCIAL SERVICES, INC.
May 25, 1984 - December 26, 1984
PROTECTED INVESTORS OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BURKE, RICHARD A.
CRD#: 136963 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 188,131 |
Red Flags
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