JG
James R. Glose
TYLER-STONE WEALTH MANAGEMENT
Beachwood, OH 44122
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CRD#: 1265766
JG
Professional summary
James Richard Glose, AIF®, who also goes by Jim Glose, is a registered financial advisor currently at TYLER-STONE WEALTH MANAGEMENT, LLC located in Beachwood, Ohio.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. James has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jim Glose
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 12/27/2011 - REAL ESTATE RENTAL - PROPERTY RENTAL LOCATED AT 676 COLUMBUS WAY, BUFFALO, NY 14213 - 3% OF TIME SPENT (2) 10/3/2013 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - NORTHEAST RETIREMENT PLAN ADVISORS - WEST SENECA, NY. (3) 10/01/2024 - The Tyler Stone Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 80 Hours Per Month/ 4 Hours During Trading (4) 10/24/2024 - Tyler Stone Wealth Management, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 80 Hours Per Month/ 4 Hours During Trading - I provide investment advisory services through Tyler Stone Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view James Richard Glose's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 21, 2024 - Present
TYLER-STONE WEALTH MANAGEMENT, LLC
Office #1: 3601 Green Road Suite 100, Beachwood, OH 44122RIA
CRD#: 173667
Beachwood, OH
Past
August 3, 2021 - October 6, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
BUFFALO, NY
Past
December 23, 2011 - October 6, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
WEST SENECA, NY
Past
October 2, 1997 - December 31, 2011
LASALLE ST SECURITIES, L.L.C.
BD
CRD#: 7191
WEST SENECA, NY
Past
April 25, 1996 - October 1, 1997
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
January 4, 1996 - October 16, 1997
SAPERSTON FINANCIAL INC.
BD
CRD#: 27863
BUFFALO, NY
Past
March 21, 1994 - March 12, 1996
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
March 15, 1991 - March 14, 1994
BERKSHIRE EQUITY SALES, INC.
BD
CRD#: 87
PITTSFIELD, MA
Past
May 30, 1984 - March 28, 1991
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TYLER-STONE WEALTH MANAGEMENT, LLC
DESIGN FINANCIAL PLAN | TYLER-STONE WEALTH MANAGEMENT, LLC | TYLER-STONE GROUP | STONE FINANCIAL ADVISORS, INC. | SCHONFELD FINANCIAL SERVICES | HARRIS FINANCIAL SERVICES, INC. | GREYBRIDGE FINANCIAL GROUP | GOOD SHEPHERD FINANCIAL
CRD#: 173667 / SEC#: 801-80876
RIA
Registered Investment Advisory firm - (1/22/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(10/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TW
TYLER-STONE WEALTH MANAGEMENT, LLC
DESIGN FINANCIAL PLAN | TYLER-STONE WEALTH MANAGEMENT, LLC | TYLER-STONE GROUP | STONE FINANCIAL ADVISORS, INC. | SCHONFELD FINANCIAL SERVICES | HARRIS FINANCIAL SERVICES, INC. | GREYBRIDGE FINANCIAL GROUP | GOOD SHEPHERD FINANCIAL
CRD#: 173667 / SEC#: 801-80876
RIA
Registered Investment Advisory firm - (1/22/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3601 Green Road Suite 100, Beachwood, OH 44122
Mailing Address
Phone number
(216) 295-0945
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,818 |
| AUM (Assets Under Management) | $ 598,935,800 |
Red Flags
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Company Information
TYLER-STONE WEALTH MANAGEMENT, LLC
CRD#: 173667Beachwood, OH 44122TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
