Thomas V. Quirk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Vincent Quirk, who also goes by Tom Quirk, Thomas VIncent Qwirk, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1984. Thomas had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 1999 - August 20, 2019
HOWLAND CAPITAL MANAGEMENT LLC
February 22, 1988 - October 16, 1998
SCHRODER & CO. INC.
May 25, 1984 - March 8, 1988
KIDDER, PEABODY & CO. INCORPORATED
Primary Firm SEC Registration
HOWLAND CAPITAL MANAGEMENT LLC
CRD#: 104726 / SEC#: 801-8390
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HOWLAND CAPITAL MANAGEMENT LLC
CRD#: 104726 / SEC#: 801-8390
Contact information
SEC notice filing (25 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,869 |
| AUM (Assets Under Management) | $ 3,322,697,821 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/27/2025 | ||
| 10/22/2024 | ||
| 11/28/2023 | ||
| 09/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
