Roger L. Budzynski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roger Lee Budzynski was a registered financial professional .
Roger is a previously registered financial professional and started their career in finance in 1984. Roger had worked at 5 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2010 - August 10, 2012
MANAGED MONEY CONCEPTS
January 4, 1991 - July 31, 2012
SECURITIES AMERICA, INC.
March 6, 1987 - January 11, 1991
PRUDENTIAL EQUITY GROUP, LLC
July 17, 1984 - March 14, 1987
THOMSON MCKINNON SECURITIES INC.
June 20, 1984 - July 17, 1984
MANLEY, BENNETT, MCDONALD & CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MANAGED MONEY CONCEPTS
CRD#: 115174 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 226 |
| AUM (Assets Under Management) | $ 46,625,594 |
Red Flags
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