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DD

Donald V. Debord

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CRD#: 1265544
DD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald Vetsel Debord was a registered financial professional .

Donald is a previously registered financial professional and started their career in finance in 1984. Donald had worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 15, 1998 - December 7, 2009

ANDERSON & STRUDWICK, INCORPORATED

BD
CRD#: 48
RICHMOND, VA
Past

May 8, 1986 - July 28, 1998

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 6124
CHARLOTTE, NC
Past

April 2, 1984 - April 29, 1986

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/25/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 5/19/1984
General Securities Representative Examination

Current Firm

A&
ANDERSON & STRUDWICK, INCORPORATED
A&S CAPITAL ADVISORS | ANDERSON STRUDWICK, INC | ANDERSON STRUDWICK | ANDERSON & STRUDWICK, INCORPORATED | A&S, INC.

CRD#: 48 / SEC#: , 8-18206

BD
Terminated by SEC on 02/11/2012
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Contact information

Main Address
Mailing Address
Phone number
Established
Virginia since 10/01/1974
Firm type
Corporation
Fiscal year end
September
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
ANDERSON & STRUDWICK INVESTMENT CORPORATIONHOLDING COMPANY
JOYNER, DAMON BRADLEYPRESIDENT / CEO2157176
JOYNER, DAMON BRADLEYCFO / COO2157176
KOTH, JOHN MICHAELCCO ADVISORY1760032
KOTH, JOHN MICHAELCHIEF COMPLIANCE OFFICER1760032

Disclosures

Regulatory Event19
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ANDERSON & STRUDWICK, INCORPORATED

CRD#: 48

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