Donald V. Debord
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Vetsel Debord was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1984. Donald had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 1998 - December 7, 2009
ANDERSON & STRUDWICK, INCORPORATED
May 8, 1986 - July 28, 1998
FIRST UNION CAPITAL MARKETS CORP.
April 2, 1984 - April 29, 1986
ROBERT W. BAIRD & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ANDERSON & STRUDWICK, INCORPORATED
CRD#: 48 / SEC#: , 8-18206
Contact information
Documents
Disclosures
| Regulatory Event | 19 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
