Dennis Wenmouth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Wenmouth was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1987. Dennis had worked at 5 firms and has passed the Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 1997 - June 5, 2001
D H BRUSH & ASSOCIATES, INC.
June 13, 1995 - June 23, 2014
IBS SECURITIES, LLC
August 20, 1993 - July 7, 1995
REPUBLIC SECURITIES, INC.
January 20, 1992 - September 24, 1992
FIRST TRUST PORTFOLIOS L.P.
December 7, 1987 - June 13, 1989
CLAYTON BROWN & ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
D H BRUSH & ASSOCIATES, INC.
CRD#: 3667 / SEC#: , 8-13727
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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