James M. Tallent

ATRATO ASSET MANAGEMENT LLC

Pullman, WA

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CRD#: 1265055

Professional summary

James Milton Tallent is a registered financial advisor currently at ATRATO ASSET MANAGEMENT LLC located in Pullman, Washington.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. James has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Milton Tallent's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 29, 2009 - Present

ATRATO ASSET MANAGEMENT LLC

RIA

CRD#: 151620

Pullman, WA

Past

April 14, 2009 - April 11, 2011

WAVELAND CAPITAL PARTNERS LLC

CRD#: 40054

IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(9/16/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/1/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/13/2009

General Securities Representative Examination

Current Firm

ATRATO ASSET MANAGEMENT LLC

CRD#: 151620 / SEC#: 801-70631

RIA

Registered Investment Advisory firm - (11/1/2024 Terminated)

Washington

Registered Investment Advisory firm - (10/4/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Pullman, WA

Mailing Address

Phone number

(505) 310-1783

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	13
AUM (Assets Under Management)	$ 86,919,591

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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James M. Tallent

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Milton Tallent's CRS (Customer Relationship Summary).

Certified licenses

Experience

ATRATO ASSET MANAGEMENT LLC

WAVELAND CAPITAL PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/1/2009

Series 7

Date: 4/13/2009

Current Firm

ATRATO ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ATRATO ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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