Suzanne L. Bond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suzanne Linda Bond, who also goes by Suzanne Bond, was a registered financial professional .
Suzanne is a previously registered financial professional and started their career in finance in 1985. Suzanne had worked at 14 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 3, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2015 - August 15, 2023
INLAND SECURITIES CORPORATION
December 2, 2014 - March 11, 2015
WEDBUSH SECURITIES INC.
December 2, 2014 - March 11, 2015
WEDBUSH SECURITIES INC.
November 8, 2013 - December 2, 2014
MONTICELLO INVESTMENT SERVICES, INC.
June 6, 2013 - December 2, 2014
MIDAMERICA FINANCIAL SERVICES, INC.
December 21, 2011 - April 8, 2013
KBR CAPITAL MARKETS, LLC
July 20, 2009 - December 15, 2011
VFG ADVISORS, INC.
June 17, 2009 - December 15, 2011
VFG SECURITIES, INC.
August 23, 2007 - March 26, 2009
MADISON AVENUE ADVISORS, INC.
August 23, 2007 - March 26, 2009
MADISON AVENUE SECURITIES, LLC
March 18, 2005 - August 23, 2007
CAPLINK SECURITIES, INC
January 28, 2002 - February 14, 2005
CETERA ADVISORS LLC
April 30, 1999 - July 18, 2001
SUTRO & CO. INCORPORATED
October 20, 1988 - November 21, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 23, 1986 - October 10, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 23, 1985 - June 18, 1986
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
INLAND SECURITIES CORPORATION
CRD#: 15807 / SEC#: , 8-32775
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INLAND REAL ESTATE INVESTMENT CORPORATION | CORPORATION | |
| CHERESO, ANTHONY JOSEPH | DIRECTOR | 5289928 |
| HRTANEK, CATHLEEN MAY-ORBAN | DIRECTOR | 7886681 |
| KASPRZAK, DAVID EDWARD | PRINCIPAL, EXECUTIVE VICE PRESIDENT | 2651202 |
| LYNCH, CATHERINE LYNN | CHIEF FINANCIAL OFFICER & DIRECTOR | 2584621 |
| TUCEK, AMY CATHERINE | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 2021342 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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