Gary P. Schmidt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Paul Schmidt, who also goes by Gary Schmidt, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1984. Gary had worked at 2 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 1999 - June 16, 2005
FINANCIAL CONSULTANT GROUP, LLC
June 28, 1984 - November 12, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/5/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FINANCIAL CONSULTANT GROUP, LLC
CRD#: 25644 / SEC#: , 8-41938
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COOK, CHRISTOPHER JOSEPH | PRESIDENT, SECTY,TREAS,FINOP,,MSP,GSP,CHIEF COMPLIANCE OFFICER | 2800929 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
