Perry H. Stone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Perry Hunter Stone, who also goes by Peb Stone, Perry Hunt Stone, Perry Stone, was a registered financial professional .
Perry is a previously registered financial professional and started their career in finance in 1984. Perry had worked at 6 firms and has passed the Series 63, Series 55, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2011 - June 26, 2013
WINSLOW, EVANS & CROCKER, INC.
May 15, 1992 - February 21, 2012
STONE SECURITIES CORPORATION
July 17, 1989 - June 2, 1992
COMMONWEALTH FINANCIAL NETWORK
August 8, 1988 - July 27, 1989
PRUDENTIAL EQUITY GROUP, LLC
August 1, 1986 - August 10, 1988
THOMSON MCKINNON SECURITIES INC.
June 5, 1984 - July 15, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/13/1999
Limited Representative-Equity Trader ExamCurrent Firm
WINSLOW, EVANS & CROCKER, INC.
CRD#: 29686 / SEC#: 801-63905, 8-44347
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | SOLE SHAREHOLDER | |
| BERLINE, LEONID | CHIEF COMPLIANCE OFFICER | 3027633 |
Disclosures
| Regulatory Event | 4 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
