Joseph F. Hunt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Francis Hunt was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1984. Joseph had worked at 7 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2004 - March 28, 2025
NORTHWEST CRITERION ASSET MANAGEMENT, L.L.C.
October 3, 2000 - March 11, 2002
BNP PARIBAS SECURITIES CORP.
March 12, 1994 - October 10, 2000
UBS FINANCIAL SERVICES INC.
June 14, 1991 - March 1, 1994
MERRILL LYNCH GOVERNMENT SECURITIES INC.
August 3, 1988 - March 1, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 16, 1985 - April 19, 1988
CREDIT SUISSE SECURITIES (USA) LLC
May 23, 1984 - June 14, 1985
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/6/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
NORTHWEST CRITERION ASSET MANAGEMENT, L.L.C.
CRD#: 130538 / SEC#: 801-67376
Contact information
Regulatory assets under management
| Total Number of Accounts | 160 |
| AUM (Assets Under Management) | $ 80,500,000 |
Red Flags
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