Lawrence St John York
Professional Summary
Lawrence St John York, who also goes by Lawrence Stjohn York, is a registered financial advisor currently at PROACTIVE ADVISORS, LLC located in Lexington, Kentucky. Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Lawrence has worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 53, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Lawrence Stjohn York
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Videos & Posts
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RAYMOND JAMES FINANCIAL SERVICES, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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RAYMOND JAMES FINANCIAL SERVICES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
PROACTIVE ADVISORS, LLC
Contact Information
Main Address
836 Euclid Ave. Suite 306, Lexington, KY 40502Phone Number
859-263-1117 X222# of Employees
4Documents
Regulatory Assets Under Management
Total Number of Accounts
68AUM (Assets Under Management)
$56,800,715Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(9/21/2012)
(12/28/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Apr 1995About the Series 28 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Lawrence St John York's CRS (Customer Relationship Summary).
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