LY
Lawrence S. York
PROACTIVE ADVISORS
Lexington, KY 40502
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CRD#: 1264745
LY
Professional summary
Lawrence St John York, who also goes by Lawrence Stjohn York, is a registered financial advisor currently at PROACTIVE ADVISORS, LLC located in Lexington, Kentucky.
Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Lawrence has worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 53, Series 28 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lawrence Stjohn York
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Other business activities: Lawrence York has equity interest in six limited liability companies two of which are investment related. All but one of the companies own real estate. Mr. York's ownership in these companies is the percentage amount shown in parenthesis. The following is a list of Lawrence York's outside business interest: ProActive Partners, LLC, a company wholly owned by Lawrence York, was formed in September 2015 to provide business consulting and financial management services to Mr. York's closely held private company investments. ProActive Partners owns a commercial office suite located on Shaker Drive, Lexington, KY. ProActive Partners provides services to four affiliated limited liability companies in which Mr. York is an owner/partner including: 7168 Falcons Glen, LLC (50%) which owns a real estate property in Naples FL purchased April 2018 with a realtor partner; AM Partners, LLC (50%) formed in March 2013 by Mr. York to be a leasing company for a KY based manufacturing company. It owns a residential real estate property in Lexington, KY; Equity Income Group, LLC (50%) company formed in April 2015 that owns a commercial office suite with a physician partner in Lexington, KY. The administrative office addresses of these companies are at 836 Euclid Ave., Suite 306 Lexington KY 40502. Mr. York restricts his managerial and administrative duties provided to these companies to times before and after market trading hours and weekends as necessary. The time involved in these duties averages approximately 2 hours per month for each LLC as leasing services are outsourced. Mr. York additionally owns an equity interest in two investment-related limited liability companies: the first, Resurrection Treatment Clinics, LLC, (27%) a substance abuse treatment clinic was formed in September 2015. Resurrection is a Lexington, KY based business and is managed by a physician partner. Mr. York and ProActive Partners do not receive compensation and no longer provide business management services to Resurrection. Mr. York now only reviews the banking statements and stays abreast of how the clinic is performing which is all done after market hours. The second investment-related limited liability company is 2101, LLC, (4%) a company formed in October 2014 to purchase 67 acres of land in Versailles, KY that was entering foreclosure. ProActive Advisors has been engaged to provide limited management services to the company to assist with rezoning of the property and to oversee financial matters including tax filings for which the firm is compensated.
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence St John York's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 21, 2012 - Present
PROACTIVE ADVISORS, LLC
Office #1: 836 Euclid Ave. Suite 306, Lexington, KY 40502RIA
CRD#: 147332
Lexington, KY
Past
December 14, 2005 - June 30, 2008
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
LEXINGTON, KY
Past
January 11, 1999 - December 31, 2005
INTERACTIVE PLANNING CORP.
BD
CRD#: 40261
LEXINGTON, KY
Past
September 14, 1998 - December 31, 1998
AMERICA NORTHCOAST SECURITIES, INC.
BD
CRD#: 16076
CLEVELAND, OH
Past
January 11, 1994 - September 22, 1998
R. H. YORK & COMPANY, INC.
BD
CRD#: 30099
COVINGTON, KY
Past
January 1, 1989 - February 17, 1994
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
November 24, 1987 - December 20, 1988
J.C. BRADFORD & CO.
BD
CRD#: 1287
Past
June 6, 1986 - December 15, 1987
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
Past
June 4, 1984 - June 13, 1986
MORGAN STANLEY DW INC.
BD
CRD#: 7556
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(9/21/2012)
IAR
Texas(12/28/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 4/10/1995
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
Current Firm
PA
PROACTIVE ADVISORS, LLC
PROACTIVE ADVISORS, LLC
CRD#: 147332 / SEC#: 801-69233
RIA
Registered Investment Advisory firm - (10/12/2012 Terminated)Kentucky
Registered Investment Advisory firm - (9/21/2012 Approved)South Carolina
Registered Investment Advisory firm - (12/5/2013 Terminated)Texas
Registered Investment Advisory firm - (1/2/2018 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
836 Euclid Ave. Suite 306, Lexington, KY 40502
Mailing Address
Phone number
859-263-1117 X222
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 60 |
| AUM (Assets Under Management) | $ 46,375,951 |
Red Flags
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Company Information
PROACTIVE ADVISORS, LLC
CRD#: 147332Lexington, KY 40502TRUST BUT VERIFY
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