Debra R. Ury
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Debra Renee Ury, who also goes by Debra Renee Cohn, was a registered financial professional .
Debra is a previously registered financial professional and started their career in finance in 1984. Debra had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2017 - April 29, 2019
SNOWDEN CAPITAL ADVISORS LLC
April 25, 2017 - April 29, 2019
SNOWDEN ACCOUNT SERVICES LLC
February 20, 2004 - April 27, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 22, 1984 - April 27, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
SNOWDEN CAPITAL ADVISORS LLC
CRD#: 157299 / SEC#: 801-72332
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SNOWDEN CAPITAL ADVISORS LLC
CRD#: 157299 / SEC#: 801-72332
Contact information
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,968 |
| AUM (Assets Under Management) | $ 7,554,762,347 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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