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Thomas Andrew Robison

CRD# 1264600·Registered 1984 - 2021
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Andrew Robison, who also goes by Tom Robison, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1984 - 2021. Thomas had worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6, Series 24 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tom Robison

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

ARKADIOS CAPITAL·CRD# 282710
BD
Atlanta, GA
January 14, 2021 - November 1, 2021
SECURITIES AMERICA, INC.·CRD# 10205
BD
Knoxville, TN
September 18, 2020 - November 30, 2020
SECURITIES SERVICE NETWORK, LLC·CRD# 13318
BD
Knoxville, TN
December 10, 2010 - September 18, 2020
INVESTMENT PROFESSIONALS, INC.·CRD# 30184
BD
San Antonio, TX
August 6, 2008 - June 22, 2010
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
May 27, 2005 - August 6, 2008
LOCUST STREET SECURITIES, INC.·CRD# 1703
BD
Des Moines, IA
March 20, 2003 - June 24, 2003
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
August 10, 2000 - April 19, 2001
CETERA INVESTMENT SERVICES LLC·CRD# 15340
BD
St. Cloud, MN
May 21, 1997 - September 7, 1999
IFMG SECURITIES, INC.·CRD# 14416
BD
Purchase, NY
October 20, 1993 - January 20, 1997
IFMG SECURITIES, INC.·CRD# 14416
BD
Purchase, NY
August 1, 1991 - March 16, 1993
PAMCO SECURITIES AND INSURANCE SERVICES·CRD# 11028
BD
January 27, 1989 - August 1, 1991
E. F. HUTTON & COMPANY INC·CRD# 235
BD
March 10, 1987 - November 30, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
September 24, 1985 - February 25, 1987
SIGNATOR INVESTORS, INC.·CRD# 468
BD
May 22, 1984 - September 26, 1985

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Current Firm

AC
ARKADIOS CAPITAL

ARKADIOS CAPITAL | MSY SECURITIES, LLC | ARKADIOS CAPITAL, LLC

CRD#: 282710 / SEC#: 8-69729
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305

Mailing Address

2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305

Phone Number

(404) 445-0035

Established

Georgia since 11/23/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ARKADIOS HOLDINGS, INC.OWNER—
HARRISON, JOHN DORWARDEXECUTIVE DIRECTOR2361768
MCCOMB, MAX MICHAELEXECUTIVE DIRECTOR1347500
MILLER, NATALIE LANEFINOP, POO, PFO5627988
MILLICAN, DAVID YANCEY IVCEO2788060
SCHWARTZ, GARY STEVENCHIEF COMPLIANCE OFFICER2691699

Disclosures

Regulatory Event

1

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1985About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Mar 1985About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1984About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Apr 1995About the Series 24 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Feb 1990About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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