Thomas A. Robison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Andrew Robison, who also goes by Tom Robison, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1984. Thomas had worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2021 - November 1, 2021
ARKADIOS CAPITAL
September 18, 2020 - November 30, 2020
SECURITIES AMERICA, INC.
December 10, 2010 - September 18, 2020
SECURITIES SERVICE NETWORK, LLC
August 6, 2008 - June 22, 2010
INVESTMENT PROFESSIONALS, INC.
May 27, 2005 - August 6, 2008
LPL FINANCIAL LLC
March 20, 2003 - June 24, 2003
LOCUST STREET SECURITIES, INC.
August 10, 2000 - April 19, 2001
CITIGROUP GLOBAL MARKETS INC.
May 21, 1997 - September 7, 1999
CETERA INVESTMENT SERVICES LLC
October 20, 1993 - January 20, 1997
IFMG SECURITIES, INC.
August 1, 1991 - March 16, 1993
IFMG SECURITIES, INC.
January 27, 1989 - August 1, 1991
PAMCO SECURITIES AND INSURANCE SERVICES
March 10, 1987 - November 30, 1987
E. F. HUTTON & COMPANY INC
September 24, 1985 - February 25, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 22, 1984 - September 26, 1985
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ARKADIOS CAPITAL
CRD#: 282710 / SEC#: , 8-69729
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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