Robin D. Fujimoto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robin Diane Fujimoto, who also goes by Robin Diane Connors, Robin Fujimoto, was a registered financial professional .
Robin is a previously registered financial professional and started their career in finance in 1984. Robin had worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 2019 - June 27, 2025
FORESIDE FINANCIAL SERVICES, LLC
September 4, 2013 - December 31, 2019
IMST DISTRIBUTORS, LLC
April 14, 2003 - June 4, 2013
THIRD AVENUE MANAGEMENT LLC
September 20, 2002 - June 4, 2013
ETICO PARTNERS, LLC
July 27, 1994 - September 20, 2002
M. J. WHITMAN, INC.
December 12, 1992 - April 5, 1994
U.S. BANCORP ADVISORS, LLC
January 21, 1991 - August 15, 1991
UBS FINANCIAL SERVICES INC.
July 20, 1990 - December 21, 1990
M.L. STERN & CO., LLC.
August 28, 1989 - April 9, 1990
HOULIHAN LOKEY CAPITAL, INC.
July 3, 1986 - April 12, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 26, 1984 - July 21, 1986
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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