Sara L. Pashin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sara Louise Pashin, who also goes by Sara Louise Kilpatrick, was a registered financial professional .
Sara is a previously registered financial professional and started their career in finance in 1984. Sara had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 1997 - July 9, 2012
WHJR ASSOCIATES
November 19, 1989 - July 3, 2012
OSAIC WEALTH, INC.
June 14, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
January 28, 1988 - February 10, 1988
SIGNATOR INVESTORS, INC.
January 19, 1988 - June 15, 1988
SOUTHMARK FINANCIAL SERVICES, INC.
May 24, 1984 - August 28, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
WHJR ASSOCIATES
CRD#: 113269 / SEC#: 801-72791
Contact information
Red Flags
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